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Regulatory Authorities

List of regulatory authorities

 

SpainComisión Nacional del Mercado de Valores CNMV
AustraliaAustralian Securities and Investment Commission ASIC
United Arab Emirates
Dubai Multi Commodities Centre DMCC
United Arab Emirates
Central Bank of the UAE CBTU
United Arab Emirates
Dubai Financial Services Authority DFSAU
United Arab Emirates
Dubai International Financial Centre DIFC
British Virgin Islands
British Virgin Islands Financial Services Commision BVIFSC
DenmarkDanish FSA DFSA
SwedenSwedish Financial Supervisory Authority FI
KuwaitCentral Bank of Kuwait CBK
KuwaitMinistry of Commerce and Industry of Kuwait MOCI
United Kingdom
Financial Conduct Authority FCA
JapanFinancial Services Agency JFSA
JapanJapan Investor Protection Fund JIPF
JapanThe Financial Futures Association of Japan FFAJ
JapanJapan Securities Dealers Association JSDA
GreeceHellenic Capital Markets Commission HCMC
IndonesiaBadan Pengawas Perdagangan Berjangka Komoditi BAPPEBTI
ItalyCommissione Nazionale per le Società e la Borsa CONSOB
United States
Financial Industry Regulatory Authority, Inc. FINRA
United States
New York Stock Exchange NYSE
United States
Office of the Comptroller of the Currency OCC
United States
Securities and Exchanges Commission SEC
United States
Commodities and Futures Trading Commission CFTC
United States
National Futures Association NFA
South AfricaFinancial Services BoardFSB
RussiaThe Commission on Regulation of Financial Markets Participants Relationships KROUFR
SingaporeMonetary Authority of Singapore MAS
SingaporeLicensed clearing member of the Singapore Exchange SGX
SwitzerlandGroupement Suisse des Conseils en Gestion Indépendants GSCGI
SwitzerlandAssociation Romande des intermediares financiers ARIF
SwitzerlandSwiss Federal Department of Finance EFD
SwitzerlandSwiss Financial Market Supervisory Authority FINMA
FranceAutorité de Contrôle Prudentiel ACPR
FranceBanque de France CECEI
CyprusCyprus Stock Exchange Commission CYSEC
CanadaBritish Columbia Securities Commission BCSC
CanadaOntario Securities Commission OSC
CanadaInvestment Industry Regulatory Organization of Canada IIROC
LebanonThe Central Bank of Lebanon CBL
MaltaMalta Financial Services Authority MFSA
Mauritius
Financial Services Commission FSC
New Zealand
Financial Dispute Resolution FDR
New Zealand
Financial Service Providers Register FSR
NetherlandsThe Netherlands Authority for the Financial Markets AFM
Hong Kong
Securities and Futures Commission SFC
JordanJordan Securities Commission JSC
SeychellesSeychelles Financial Services Authority - FSA SFSA
BelizeInternational Financial Services Commission Belize IFSC
Saint Vincent and the GrenadinesSaint Vincent and the Grenadines SVGFSA